Securities

Check Out Your Broker-Dealer or Investment Adviser

For a detailed search and information on broker-dealers, broker-dealer agents, or investment advisers call the Alaska Division of Banking and Securities at (907) 465-2521 or toll-free at (888) 925-2521. Or you may email us at dbsc@alaska.gov.

Check the registration information and background of your broker or brokerage firm using the BrokerCheck from the Financial Industry Regulatory Authority (FINRA)

Check out an investment adviser firm using the Investment Adviser Public Disclosure (IAPD) database sponsored by the Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA).