Market Conduct Examinations Order No. / Subject Date MCE 20-03 Principal Life Insurance Co. Regulatory Settlement Agreement 07/9/2020 MCE 19-05 Allstate Life Insurance Co. Regulatory Settlement Agreement 09/24/2019 MCE 19-04 Great West Life & Annuity Insurance Co. Regulatory Settlement Agreement 09/24/2019 MCE 19-03 Protective Life Insurance Co. Regulatory Settlement Agreement 09/24/2019 MCE 19-02 Health Insurance Innovations, Inc. Regulatory Settlement Agreement 03/14/2019 MCE 19-01 Globe Life and Accident Insurance Company Regulatory Settlement Agreement 02/22/2019 MCE 18-14 HCC Life Regulatory Settlement Agreement 03/13/2018 MCE 18-13 United States Fire Regulatory Settlement Agreement 01/24/2018 MCE 18-12 National Union Fire Regulatory Settlement Agreement March 28, 2018 Modification to Regulatory Settlement Agreement Dated January 24, 2018 April 16, 2018 Modification to Regulatory Settlement Agreement Dated January 24, 2018 01/24/2018 MCE 18-11 Generali Regulatory Settlement Agreement 01/24/2018 MCE 18-10 Jefferson Regulatory Settlement Agreement 12/12/2017 MCE 18-09 Berkshire Hathaway Regulatory Settlement Agreement 12/12/2017 MCE 18-08 BCS Regulatory Settlement Agreement 12/12/2017 MCE 18-07 American Modern Home Regulatory Settlement Agreement 12/11/2017 MCE 18-06 Arch Regulatory Settlement Agreement 12/18/2017 MCE 18-05 Transamerica Casualty Regulatory Settlement Agreement 12/05/2017 MCE 18-04 Nationwide Mutual Regulatory Settlement Agreement 01/03/2018 MCE 18-03 State Farm Regulatory Settlement Agreement 01/22/2018 MCE 18-02 AFLAC Regulatory Settlement Agreement 01/18/2018 MCE 18-01 American Association of Insurance Services 11/20/2017 MCE 17-05 QBE Holdings, Inc. Regulatory Settlement Agreement 08/01/2017 MCE 17-04 Old Republic Insurance Company Regulatory Settlement Agreement 05/09/2017 MCE 17-03 RiverSource Regulatory Settlement Agreement 02/08/2017 MCE 17-02 National General Regulatory Settlement Agreement 01/27/2017 MCE 17-01 Assurant Regulatory Settlement Agreement 01/13/2017 MCE 16-09 Anthem Regulatory Settlement Agreement 12/06/2016 MCE 16-08 Standard Regulatory Settlement Agreement 08/09/2016 MCE 16-07 Minnesota/Securian Regulatory Settlement Agreement 08/09/2016 MCE 16-06 Hartford Regulatory Settlement Agreement 08/09/2016 MCE 16-05 Great American Regulatory Settlement Agreement 08/09/2016 MCE 16-03 Homesite Multi-State Market Conduct Regulatory Agreement 02/02/2016 MCE 16-02 AXA Regulatory Settlement Agreement 01/04/2016 MCE 16-01 Jackson National Regulatory Settlement Agreement 01/04/2016 MCE 15-07 American Modern Insurance Group Inc. 05/07/2015 MCE 15-03 Guardian Regulatory Settlement Agreement 03/23/2015 MCE 15-02 Pacific Life Regulatory Settlement Agreement 03/24/2015 MCE 15-01 Allianz Regulatory Settlement Agreement 01/09/2015 MCE 14-09 Unified Life Insurance Company (MCE # in document is incorrect.) 04/21/2015 MCE 14-08 Surety and Fidelity Association of America 12/23/2014 MCE 14-07 Symetra Regulatory Settlement Agreement 12/01/2014 MCE 14-06 Sun Life Regulatory Settlement Agreement 11/21/2014 MCE 14-04 Genworth Regulatory Settlement Agreement 02/05/2014 MCE 14-03 Midland Regulatory Settlement Agreement 01/03/2014 MCE 14-02 Aviva-Global Atlantic Ancillary Settlement Agreement 01/03/2014 MCE 14-01 Aviva Regulatory Settlement Agreement 01/03/2014 MCE 13-09 Lincoln Regulatory Settlement Agreement 12/26/2013 MCE 13-08 Multistate Targeted Market Conduct Examination of New York Life 12/10/2013 MCE 13-07 Multistate Targeted Market Conduct Examination of Insurance Services Office, Inc. 12/10/2013 MCE 13-06 Multistate Targeted Market Conduct Examination of Independent Statistical Service 12/04/2013 MCE 13-05 Multistate Targeted Market Conduct Examination of American Association of Insurance Services 12/03/2013 MCE 13-04 Transamerica Regulatory Settlement Agreement 08/30/2013 MCE 13-03 ING Regulatory Settlement Agreement 08/13/2013 MCE 13-02 TIAA-CREF Regulatory Settlement Agreement 06/20/2013 MCE 13-01 Life Insurance Company of North America Regulatory Settlement Agreement (Disability Income Insurance Claim Handling Practices) 05/13/2013 MCE 12-08 AIG Regulatory Settlement Agreement (Multistate Examination) 10/18/2012 MCE 12-07 Nationwide Regulatory Settlement Agreement (Multistate Examination) 10/08/2012 MCE 12-07 Nationwide Addendum 01/13/2017 MCE 12-06 John Hancock Regulatory Settlement Agreement (Multistate Examination) 11/09/2012 MCE 12-05 In the Matter of Bankers Live & Casualty Company Regulatory Settlement Agreement 11/16/2012 MCE 12-04 Mega Life and Health Insurance Company Regulatory Settlement Agreement 05/24/2012 MCE 12-03 Multistate Targeted Market Conduct Examination of National Council on Compensation Insurance, Inc 04/27/2012 MCE 12-02 Multistate Targeted Market Conduct Examination of Metropolitan Life Insurance Company 04/24/2012 MCE 12-01 Multistate Targeted Market Conduct Examination of The Prudential Life Insurance Company Group 02/23/2012 MCE 11-02 Multistate Market Conduct Review of Allianz Life Insurance Company of North America 06/22/2012 MCE 11-02(a) Modification To 2012 Regulatory Settlement Agreement Allianz Life Insurance Company of North America 01/22/2018 MCE P-11-01 Wilton Adjustment Service, Inc. 11/21/2011 MCE P-10-03 Leonard William Brown, Jr. 09/20/2011 MCE 11-01 Multistate Targeted Market Conduct Examination of American International Group, Inc. 12/17/2010 MCE 10-05 Multi-State Market Regulatory Agreement 09/28/2010 MCE 10-03 Marsh & McLennan Companies, Inc. and Marsh, Inc. 08/06/2010 MCE 10-02 Conseco Life Insurance Company, et. al Regulatory Settlement Agreement 06/17/2010 MCE 10-01 Amended and Restated NAIC Regulatory Settlement Agreement Respecting Aon Corporation 04/30/2010 MCE 09-01 The Chubb Corporation, et al. and the Indiana Department of Insurance 04/21/2009 MCE 08-02 Safeco Insurance Companies 04/07/2009 MCE06-02 Boston Mutual Life Insurance Company 11/02/2006 MCE06-01 American-Amicable Life Insurance Company of Texas, Pioneer American Life Insurance Company, Pioneer Security Life Insurance Company 09/27/2006 MCEP-05-10 Barbara E Kardys, Adjusting Specialty Group Inc., Arctic Adjusters 10/09/2006 MCE05-09 Western and Southern Life Insurance Company 12/30/2005 MCE05-06 Waddell & Reed Inc, W & R Insurance Agency, Inc 10/26/2005 MCE-P-05-05 Alaska Premier Underwriters, Inc., Lisa Wallis 05/04/2006 MCEP-05-04B Marsh USA Inc, Marsh USA Inc ( Alaska) 04/27/2007 MCEP-05-03 Willis of Alaska 03/25/2006 MCE05-02A Mega Life & Health Ins. Co., Mid-National Life Ins. Co. of TN, Chesapeake Life Ins. Co. (d/b/a HealthMarkets) 04/07/2009 MCE05-02 Mega Life & Health Ins. Co., Mid-National Life Ins. Co. of TN, Chesapeake Life Ins. Co. (d/b/a HealthMarkets) 04/07/2009 MCE05-01 Seabright Insurance Company 12/29/2005 MCE-04-01 Unumprovident 12/20/2004